CDM regulations 2015

We specialise in the CDM Regulations

If you are planning to build, extend or demolish a structure, you mush comply with the Construction (Design and Management) Regulations 2015. Get in touch with Chris Stevens Chartered Building Surveyors to ensure you meet CDM requirements.
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Understanding the Construction (Design and Management) Regulations 2015

The following advice is designed to summarise the main principles of what a client needs to establish to comply with their responsibilities under the CDM 2015 regulations and recommended management routes to obtain compliance.

The broad principles are to ensure that:
  • Clients comply with their duties under the new regulations
  • Establish what mechanisms can be put in place to ensure clients comply with their duties under the regulations
  • Suggest how we can assist clients in delivering the mechanisms that are needed to ensure compliance
We will firstly summarise the commercial client duties; domestic client duties are different and also simpler, but still exist and can be reviewed by accessing the following links:


Commercial client duties under CDM 2015

Appointment of the principal designer
Where there is likely to be more than one contractor working on the project at any time, the client has to formally appoint a principal designer. If the Client does not do this, then they are responsible for undertaking the principal designer duties.

Appointment of the principal contractor
Where there is likely to be more than one contractor working on the project at any time, the client has to formally appoint a principal contractor. If the client does not do this, then they are responsible for undertaking the principal contractor duties.

Pre- construction Information
Pre-construction Information has to be provided to each designer and contractor by the client with the principal designer providing assistance. The principal designer is to provide assistance only to the client in the preparation of pre-construction Information; this is an important difference between the 2007 and 2015 regulations, as previously the CDM-C would provide continued to provide assistance throughout the construction phase.

Management duties

In most cases these duties are classified as “must do“ so there is no pathway to avoidance because of for example financial restrictions.
The client must ensure that:
  • The principal designer complies with their duties under the regulations
  • The principal contractor complies with their duties under the regulations
Clients are required to implement/maintain/review arrangements to ensure so far as is reasonably practicable, that construction work can be carried out without risk and that there are suitable welfare arrangements for the construction stage. These arrangements must be maintained and reviewed throughout a project.

Notification
The client must notify the HSE when a project is defined as being notifiable; although they can request that someone does this on their behalf.

Construction phase plan
The client must ensure that the principal contractor has prepared a construction phase plan. 

Health and safety file
The client must ensure that the principal designer prepares an appropriate health and safety file.
This document has to be in place as soon as the project commences and is maintained and updated so that at any time it can be handed to a principal contractor (if design has finished) or to a replacement principal designer.

In summary the client is now placed in a position whereby the management of all the various duty holders and the application of the regulations become their overall responsibility which cannot be avoided.

Solutions and proposals

Professional bodies and individual providers of construction health and safety are offering a variety of solutions to assist clients in ensuring compliance the CDM 2015 regulations.

Terminology may differ slightly from firm to firm but in essence what is generally being offered is:
  • A CDM consultant role which could deal with the client duties and sit between the client and the duty holders above the principal designer
  • Carrying out the role of principal designer where they comply with the definitions of designer under the guidelines to the regulations or providing this role via an existing lead designer who does not have the necessary skills, knowledge or experience
  • A combination of 1 and 2 above so that the client has protection throughout the pre-construction and construction phases.
We have taken on board the need to manage the process by establishing the role of the CDM design and construction manager. Their role is to provide the client with effective and demonstrable solutions to all the client duties under the CDM regulations 2015. 
CDM design and planning

The CDM design and construction manager would deliver the following:

  • Check that the principal designer and principal contractor are complying with their duties
  • If required test designers and principal contractors for competency
  • Prepare and issue the pre-construction Information to all designers and contractors. NB This is client duty and although the principal designer can be asked to assist, this is a function that is fundamental to delivering information on safety to designers and contractors
  • Check that that there are suitable arrangements in place for managing the project and that they are maintained throughout the project both pre-construction and during construction
  • Check on the suitability of the construction phase plan and advise the client accordingly
  • Carry our regular site audits of site safety, welfare, and site management including documentation
  • Provide written monthly reports to the client during the pre-construction and construction phases
  • Provide advice and guidance to clients on what action is needed to improve a shortfall in standards either during design or construction
  • Issue the relevant notification to the health and safety executive
Principal designer

Principal designer

We have also looked at the requirement to appoint a principal designer who has the necessary skills, knowledge and experience and is willing to accept the role.

A client may be faced with a situation whereby there is no member of the design team who can demonstrate that they are capable of being the principal designer or perhaps wants to be.

The client however has to appoint or be faced with the unavoidable situation of having that statutory duty.

As a practice we carry out design as part of our normal day to day functions. We hold professional qualifications that confirm we are designers (conforming to the HSE guidelines) and we carry professional indemnity insurance for acting as a principal designers under the CDM regulations 2015.

Our solution therefore is for a client to appoint us as the CDM design and construction manager with a remit to be in control of the design/health and safety issues of the pre-construction phase; in parallel appoint us as principal designer.

Construction health and safety

Over the years we have seen an increasing need for contractors to get advice and administrative assistance to comply with the requirements of not only legislation but to satisfy the requirements of their clients.

Large contractors will often have their own in house health and safety departments but the small to medium size firms increasingly find themselves at a loss when required to put down on paper what they may have been doing for many years.

It’s an issue well recognised by all, and particularly by the HSE, who see a larger proportion of accidents on the smaller sites. When investigated these accidents often cannot be defended by a recorded thought to paper process with risk assessments and method statements.

Our intention is not only to provide contractors with scheme specific risk assessments, method statements and on larger projects –construction phase plans; that’s only part of what we deliver; we also welcome the opportunity to work with you to give guidance at site level to put these processes into application. Our input can be as much or as little as you need. Talk to us and see how we can help you.

Helpful Weblinks for small builders:

http://www.hse.gov.uk/construction/areyou/builder.htm General HSE advice for the small builder

http://www.hse.gov.uk/risk/casestudies/flats.htm Example of risk assessments procedure for maintenance

http://www.hse.gov.uk/pubns/guidance/em1.pdf What to do if you uncover or damage materials that may contain asbestos


http://www.hse.gov.uk/pubns/cis59.pdf Provision of welfare facilities during construction work

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